CV- Roger H. Hartmann - Chief Executive Officer

2000

Advanced Management Program, The Wharton School, University of Pennsylvania, USA

1981

Master in Economics, Ecole des HEC, University of Lausanne, Switzerland

Starting April 2010 - Chief Executive Officer (CEO), Verwaltungs- und Privat-Bank Aktiengesellschaft, Vaduz

2008–2010 - Partner at Ernst & Young, Luxembourg

2001–2007 - Chief Executive Officer (CEO), UBS (Luxembourg) S.A., Luxembourg

2000–2001 - Head of Business Management and Chief of Staff, Business Area Europe, Middle East & Africa, UBS, Geneva

1998–2000 - Head of Wealth Management, UBS, Singapore

1998 - Head of Business Management Business Unit Asia-Pacific, Project Manager for the UBS/Swiss Bank Corporation merger of the Asia-Pacific region

1997 - Country Team Head Taiwan and Deputy Regional Market Manager Business Sector Asia-Pacific

1995–1996 - Head of Business Management, Business Sector Asia-Pacific, Singapore, official move to Wealth Management

1987–1995 - Head of Large Corporates/ Institutionals Team, Business Banking, Swiss Bank Corporation, Lausanne

1987 - Management Training Program, Swiss Bank Corporation, New York

1985–1986 - Credits Switzerland, General Management, Swiss Bank Corporation, Basel

1984–1985 - Account Officer, “Commodity & Trade Finance”, Swiss Bank Corporation, Lausanne

1983–1984 - Academic Trainee Program, Swiss Bank Corporation, Lausanne

1981–1983 - Assistant in Economics, Law School, University of Lausanne, Prof. Dr. F. Schaller, Lausanne and Berne Faculties

Since 2009 - Board Member, Luxembourg NGO “Pour un Sourire d’Enfant“

Since 2009 - Founding Member, Rotary Club Schuman, Luxembourg

Since 2006 - Chairman, Wharton Club Luxembourg, a sub-entity of Wharton Club Paris

Since 2005 - Vice-Chairman of the Board, CHL Figure Skating Association, Luxembourg

1990–1995 - Board Member, Alumni Association of HEC Lausanne, University of Lausanne

1981–1985 - Chairman of the Board, Liberal Youth Party (FDP), Canton of Vaud

Since 2002 - Member of the Board of Directors, Luxembourg Bankers’ Association (ABBL) and Chairman, Group of Swiss Banks established in Luxembourg from 2002 to 2007

Since 2002 - Member, Banks Committee and Anti-Money Laundering Committee of CSSF (Commission de Surveillance du Secteur Financier)

Since 2008 - Member, COBMA (Comité pour l’Observation des Marchés)

Since 2009 - Member, Ad Hoc Working Group on New Depositor Protection Intervention Framework (now AGDL)

Since 2002 - Member, Steering Committee representing the banking sector at the Luxembourg School of Finance (LSF), University of Luxembourg (business school)

1999–2000 - Member, Steering Committee of the joint MBA Programme St. Gallen/Nanyang University, Singapore

1983–1995 - Federal Expert for the Swiss Banking Diploma, Berne

Since 2004 - Visiting Professor, Luxembourg School of Finance, Faculty of Law, Economics and Finance, University of Luxembourg

Since 2008 - Visiting Professor, Europainstitut of the University of Basel

Since 2008 - Regular Speaker at private banking conferences worldwide via ABBL and the European Banking Federation